LOUISIANA SECURITIES LAW

Sections

• § 51:701 Short title active
• § 51:702 Definitions and rules of construction active
• § 51:703 Registration of dealers, salesmen, and investment advisers and adviser representatives; surety bonds; records; disclosures active
• § 51:704 Suspension or revocation of registration of dealers, salesmen, investment advisers, and investment adviser representatives; requiring current financial statements active
• § 51:705 Registration of securities; when and how required; delivery of prospectus active
• § 51:706 General provisions for registration of securities active
• § 51:707 Denial, suspension, or revocation of registration active
• § 51:708 Exempt securities active
• § 51:709 Exempt transactions active
• § 51:710 Commissioner of securities; powers of commissioner and employees; compensation and expenses; assistant commissioner active
• § 51:710.1 Commissioner of securities; power to assess civil monetary penalties active
• § 51:710.2 Public records; confidentiality active
• § 51:711 Investigations; subpoenas; self-incrimination; conducting hearings active
• § 51:712 Unlawful practices active
• § 51:713 Stop orders and injunctions against violations; receivers or auditors; criminal prosecutions active
• § 51:714 Civil liability from sales of securities active
• § 51:715 Venue of civil or criminal actions active
• § 51:716 Notice of opportunity for hearing; conduct of hearing; issuance of orders active
• § 51:717 Appeals active
• § 51:718 Consent to substituted service of process or pleadings; manner of service active
• § 51:719 Waiver of rights under chapter or rules and regulations void active
• § 51:720 Immunity of commissioner from suit active
• § 51:721 Burden of proving exemption; certificate of compliance or noncompliance as evidence; admissibility of copies of records active
• § 51:722 Savings provisions as to prior law active
• § 51:723 Violations; penalties; institution of criminal proceedings active
• § 51:724 Fees and expenses active